Public Companies & SEC Reporting

Fractional CFO for Public Companies and Pre-IPO Businesses

Public company financial leadership is a specific skill set. SEC compliance, investor relations, earnings calls, and SOX internal controls require a CFO who has done all of it — not one figuring it out in real time.

I have served as CFO across four public company engagements. At CLS Holdings USA, I managed all financial functions during 41% revenue growth in FY2020 and 60% in FY2021 — simultaneously overseeing all SEC filings, investor relations, and quarterly earnings communications. I advised an $800M market cap public company on SOX 404 internal controls and have extensive experience preparing financial statements and audit support for publicly listed companies across multiple industries.

For companies approaching an IPO, reverse merger, or SPAC transaction, the financial infrastructure required is significantly different from what most private companies have in place. I help bridge that gap — building the reporting systems, controls, and financial models that public market investors and regulators require.

What I provide for public and pre-IPO companies:

• SEC filing preparation and compliance

• Investor relations and earnings call management

• SOX 404 internal controls advisory

• Financial reporting infrastructure for IPO and pre-IPO readiness

• Quarterly and annual financial statement preparation

• Fractional, interim, and project-based CFO engagements